EPSTEIN
page 4 / 696 . OCR, unverified
Valores), therefore such securities, its Issuance. altering, distribution and listing are not subject to the supervision of the CNBV or the provisions of Mexican law The securities shall not be sub*I to
public offering, listing or brokerage in Mexico unless registered in the RS4V or the SIC pursuant to the applicable legal provisions.
For persons in Monaco: This product may not be offered or sold, directly or indirectly, to the public in Monaco other than by a Monaco Bank or a duly authorized Monegasque intermediary acting as
a professional institutional investor vartaah has such knowledge and experience in financial and business matters as to be capable of evaluating the risks arid merits of an awestment in the Fund
Consequently, this document may only be communicated to banks duly licensed by the -Autorite de Contriale Prudentier and fully licensed portfolio management companies by virtue of Law n" 1.144
otJuly 26, 1991 and Lava 1.2.33 of September 7, 2007. duly licensed by the "Comnassion de Controle des Activites Finanaieres. Such regu€ated intermediaries may in turn cornaninisate this document
to potential investors.
For persons in New Zealand. This information has been prepared for and is provided only to permitted recipients In New Zealand who qualify as an 'investment business" or "government agency'
within the meaning of clause 37(1t and clause 40 of Schedule I of the New Zealand Financial Markets Conduct Act 2013.
For persons in the Sultanate of Oman. The informatkin contained in this Presentation nether constitutes a public otter of securities in the Sultanate of Oman as contemplated by the Commercial
Companies Law of Oman (Royal Decree 4174) or the Capital Market Law of Oman (Royal Decree 80;98). nor does it constitute an offer to sell. or the solicatation of any offer to buy atoll-Omani
securities in the Sultanate of Oman as contemplated by Article 13 of the Executive Regulations to the Capital Market Law (issued by Decision No.1(2009).
Additionally, this Presentation is not intended to lead to the conclusion of any contract of whatsoever nature within the territory of the Sultanate of Oman
Glendower
Capital
SIR CTLY CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0095667
CONFIDENTIAL
SDNY_GM_00241851
EFTA01390971
--- SOURCE: IMAGES__0059__EFTA01390972.txt ---
METADATA_SOURCE: IMAGES0059
METADATA_FILENAME: EFTA01390972.pdf
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:I!
Important Information for Recipients in Certain
Jurisdictions (5/6)
For persons in Qatar. The interests in the Fund are only being offered to a limited number of investors who are willing and able to conduct an independent investiaation of the risks rivOireil ni an
investment in such interests The promotional documentation does not constitute en otter to the public and is for the use on of the named addressee and should not be g: en or shown to any other
parson (other than employees, agents or consultants in connection with the addressee's consideration thereof). The Fund has not been and will not be registered with the Qatar Central Bank or under
any laws of the Slate of Qatar. No transaction will be concluded in your jurisdiction and any inquiries regarding the interests in the Eund should be made to ahnitower
For persona in Saudi Arabia. This Presentation may may not be distributed in the Kingdom of Saudi Arabia except to such persons as are permitted under the Otters of Securities Regulations
issued by the Capital Market Authority (the "CMA-).
The CMA does riot make any representation as to the accuracy or completeness of Ihis Document. and expressly disclaims any liability whatsoever for any loss arising from. or incurred in reliance
upon, any part of this Presentation. Prospective purchasers of the interests offered Hereby should conduct their own due diligence on the accuracy of the information relating to the interests. IF you do
not understand the contents of this Presentation you should consult an authorized thancial adviser.
For persons in Singapore. This Presentation is not a prospectus as defined in the Securities and Futures Act Chapter 280 of Singapore F'SFA') and has not been registered as a prospectus with the
Monetary Authority of Singapore. Accordingly, statutory liability under the SEA in relation to the content of prospectuses would not apply, and this Presentation should not be construed in any way as a
solicitation or an offer to buy or sell any interest or investment referred to in this Presentation . You should consider carefully vaiether the investment is suitable for you. The product named m ths
Presentation is not authorized or recognized by the Monetary Authority of Singapore (the "MAST) and none of its interests shares units shall be allowed to be offered to retail pubfic in Singapore.
This Presentation may be distributed only ffito persons who are Institutional investors- under section 304 of the SEA
For persons in South Korea. This Presentation is being provided to you for general discussion purposes only to gauge the level of interest in the relevant products. The delivery of tiles Presentation